2012 Orders

Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:

Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov

Orders 51 to 100 of 287
 
Name Violation Issue Date Action Order

Cho, Joosung K.
Bellevue, WA
Failing to account for and maintain funds representing premiums in a separate account and failing to promptly pay insurance premiums receive in a fiduciary capacity to the parties entitled thereto. 5/29/2012 Order Revoking License 12-0135
Comments:

Choice Manufacturing Company, Inc., The; Choice Warranty, Inc., The; and Masi, Peter
Mahwah, NJ
Unauthorized sale of the Prolong Plus Warranty. 2/10/2012 Order to Cease and Desist 12-0039
Comments:

Christian Appalachian Project, Inc.
Lancaster, KY
Failure to timely file. 1/25/2012 $750 Fine 12-0011
Comments:

Coffman Jr., Paul D.
Yakima, WA
Failure to respond. 7/9/2012 $500 fine 12-0109
Comments:

Collins, Brittany A.
Chicago, IL
Failure to report an administrative action. 7/24/2012 License revoked. 12-0216
Comments:

Collup, Andrew M.
Mountlake Terrace, WA
Instruction or permitting a person who had not received appropriate flood insurance training and education to solicit flood insurance to Washington residents and by allowing or instructing this person to represent to the insurer that he and/or his agency’s insurance producers who sell flood insurance have met or exceeded flood insurance training required when they had not and failing to promptly respond to OIC’s inquiry and failing to timely inform OIC of any change of address within 30 days of such change. 3/5/2012 $500 Fine 12-0027
Comments:

Commencement Bay Life Insurance Company
Seattle, WA
None 5/25/2012 Order Granting Exemption to RCW 48.31B.015 12-0156
Comments:

Commonwealth Insurance Company of America
Seattle, WA
N/A 12/19/2012 Order Granting Exemption to RCW 48.31B.015 12-0338
Comments:

Community Health Plan of Washington
Seattle, WA
None 7/24/2012 Solicitation Permit 12-0214
Comments:

Community Home Health/Hospice
Longview, WA
Failure to timely file. 3/16/2012 $750 Fine 12-0059
Comments:

Continental Service Plan
Scottsdale, AZ
Failure to timely file. 5/10/2012 $750 12-0115
Comments:

Contractors Bonding and Insurance Company
Seattle, WA
Failure to timely file. 6/14/2012 $1,125 Fine 12-0164
Comments:

Cook, Marquette
Renton, WA
Failing to promptly pay insurance premiums receive in a fiduciary capacity to the parties entitled and by converting the funds to his own use and falsely answering no to the question on his application regarding convictions, judgments, and administrative proceedings regarding any professional and occupational license. 5/5/2012 Suspension effective May 5, 2012 and Revocation effective May 20, 2012 12-0121
Comments: Suspension effective May 5, 2012 and Revocation is effective May 20, 2012

Corporation of the Catholic Archbishop of Seattle
Seattle, WA
Failure to maintain unrestricted net assets. 11/5/2012 Order Suspending Certificate of Exemption 12-0277
Comments:

Coughlin, Roseann L.
Aliso Viejo, CA
Failure to replace fingerprint card. 7/25/2012 Order 12-0128 was rescinded. 12-0128
Comments: Order 12-0128 was rescinded after licensee provided evidence of submitting a fingerprint card and 2 replacement cards.

Dahl, Stephanie K. and Business Endeavors, Inc.
Woodinville, WA
Felony convictions demonstrating untrustworthiness; admission of ongoing and repeated fraud; failing to properly and timely report to the any criminal prosecution; repeatedly using fraudulent or dishonest practices; repeatedly demonstrating untrustworthiness; misappropriating and converting money received in the course of doing insurance business; failing to demonstrate good faith, failing to practice honest and equity, and using deception in the business of insurance; providing incorrect, misleading, incomplete, or untrue information in license applications; obtaining or attempting to obtain a license through misrepresentation or fraud; and forging another’s name in a document related to an insurance transaction. 7/11/2012 Order Revoking Licenses 12-0163
Comments:

Dalla Gasperina, Montano
Bellevue, WA
Failing to respond to an inquiry by the OIC within fifteen working days; failing to pay the appropriate fees for his license; failing to notify the OIC of his change of address. 11/21/2012 $250 Fine 12-0281
Comments:

Direct Buy Associates, Inc.; AHMT Corp.; Hakim, Albert V.; Hakim, Michael A.; Frazier, R.D. a/k/a “Dan Fazier” and “Dan Frazier;” Braidsworth, Jon a/k/a “Jon Braidswaith,” and Robert Braidswaith,” and “Robert Harrington”, d/b/a Direct Buy Auto Warranty, Direct Buy Warrant, and Directbuy Warranty
Tallahassee, FL; Brooklyn, NY; Iselin, NJ; and Oakhurst, NJ
Engaging in or transacting the unauthorized business of insurance or acting as an unregistered service contract provider; seeking, pursuing and obtaining any insurance service contract business in the State of Washington; soliciting Washington residents to sell any insurance or service contract issued or to be issued by and unauthorized insurer or unregistered service contract provider; and soliciting Washington residents to induce them to purchase any insurance contract or service contract. 3/6/2012 Order to Cease and Desist 12-0031
Comments:

Driscoll, Steven W.
Spokane Valley, WA
Failure to respond. 6/18/2012 Order revoking license 12-0187
Comments:

Dugan, Michael C.
Seattle, WA
Failure to respond. 6/18/2012 Order revoking license. 12-0188
Comments:

Duncan, Teresa
Chehalis, WA
Providing false proof insurance cards. 4/10/2012 Order Revoking License 12-0068
Comments:

Dunning, David P.
Spokane, WA
Failure to provide replacement fingerprints and failure to respond. 6/3/2013 After hearing, $500 fine imposed in lieu of revocation. Update: fine was not paid within requisite time, therefore license was revoked. 12-0341
Comments: Original order revoking license modified to impose fine instead.

Dutrow, Shirley
Bellingham, WA
Improperly withholding, misappropriating, or converting any money’s or properties received in the course of doing insurance business; and using fraudulent, coercive, or dishonest practices, or demonstrating untrustworthiness, or financial irresponsibility in the state or elsewhere. 2/27/2012 Order Revoking License 12-0033
Comments:

Dutton, Marshall W.
Toledo, WA
Failure to respond. 6/18/2012 Order revoking license 12-0189
Comments:

DWI of Tacoma Inc d/b/a Dave Warner Insurance Inc, and Michelle T. Simmons
Tacoma, WA
Insurance producer misappropriated at least thousands of dollars over several years. 12/10/2012 Order Suspending And Revoking License Suspension Effective date 11/23/2012 Revocation Effective date 12/10/2012 12-0307
Comments:

Enumclaw Property and Casualty Insurance Company
Enumclaw, WA
Failure to timely file. 8/27/2012 $500 Fine 12-0226
Comments:

Erickson, Erwin
Auburn, WA
Made false representations in applications about where the applications were completed and signed; Selling and using annuity contracts that had not been filed with and approved by the Washington Insurance Commissioner; Failing to complete and deliver Washington replacement forms to annuity applicants who were replacing other annuities. 2/25/2013 Consent Order Suspending License And Levying A Fine $3,500 Fine 12-0344
Comments:

Espinoza, Justina Y.
Yakima, WA
Probation until felonies discharged and judgments vacated. 11/20/2012 Consent Order For Probationary Insurance Producer's License 12-0293
Comments:

Excalibur Reinsurance Corporation
Philadelphia, PA
Below required minimum capital and surplus. 4/16/2012 Order Revoking Certificate of Authority 12-0098
Comments:

Far East Broadcasting Company
La Mirada, CA
Failure to timely file. 2/14/2012 $750 Fine 12-0002
Comments:

Farmers Insurance Company of Washington and Farmers Insurance Exchange
Mercer Island, WA and Los Angeles, CA
Making and issuing insurance contracts not in accordance with their filing then in effect. 6/18/2012 $10,000 fine 12-0136
Comments:

Fidelity & Guaranty Life Insurance Company
Baltimore, MD
Failing to timely notify consumers about the imminent lapse of his or her life insurance policy. 8/17/2012 $7,500 fine 12-0208
Comments:

Fikes, Kathleen
Fort Worth, TX
Failure to respond. 6/1/2012 $500 fine 12-0140
Comments:

First Sealord Surety, Inc.
Villanova, PA
Company is insolvent. 2/10/2012 Order Revoking Certificate of Authority 12-0025
Comments:

Fisher, Lucille
Mercer Island, WA and Seattle, WA
Filing to notify the OIC within 30 days of the revocation of her bail bond license. 3/10/2012 Order Revoking License 12-0047
Comments:

Foundation Fighting Blindness, Inc., The
Owings Mills, MD
Failure to timely file. 1/31/2012 $750 Fine 12-0003
Comments:

Garcia, Juan L.
Puyallup, WA
By falsifying information in connection with the business of insurance; knowingly making false and/or misleading statements or impersonations in applications for insurance to insurers. 11/30/2012 Order Revoking License 12-0322
Comments:

Glenn, Christie A.
San Antonio, TX
Failure to report an administrative action, failure to respond. 11/15/2012 License revoked. 12-0306
Comments:

Goss, Julie A.
Vancouver, WA
Failing to respond to a request from the Commissioner within 15 days of an inquiry and failing to inform the Commissioner of any change of address within 30 days of said change, knowingly making false or misleading statements or impersonations, and/or willfully failing to reveal a material fact in, or relative to applications for insurance to an insurer. 2/11/2012 Order Revoking License 12-0018
Comments:

Grbavac, Mark
Portland, OR
Failure to pay 3/13/2012 License revoked. 12-0071
Comments:

Greater Tacoma Community Foundation, The
Tacoma, WA
Using unapproved forms. 1/9/2013 Consent Order Levying A Fine 12-0333
Comments:

Group Dental Service of Maryland Incorporated
Rockville, MD
Failure to timely file. 5/22/2012 $1500 Fine 12-0123
Comments:

Group Health Cooperative
Seattle, WA
None 6/12/2012 Solicitation Permit 12-0183
Comments:

Guiding Eyes for the Blind Inc.
Yorktown Heights, NY
Failure to timely file. 6/26/2012 $1,500 Fine 12-0177
Comments:

Hagan, Brian Matthew
Sioux Falls, SD
Failure to report an administrative action 4/2/2012 License revoked. 12-0084
Comments:

Haring, Pamela A.
Everett, WA
Failure to pay appropriate fees. 1/23/2012 License revoked. 12-0017
Comments:

Harrison Medical Center Foundation
Bremerton, WA
Failure to timely file. 11/16/2012 $1,000 Fine 12-0294
Comments:

Hartford Insurance Company of the Midwest
Hartford, CT
Calculating rates in a manner other than that filed with OIC. 8/20/2012 $30,000 fine 12-0144
Comments:

Hartman, Frank P.
Bensalem, PA
Providing incorrect, misleading, incomplete, or materially untrue information in his license application. 11/5/2012 Consent Order Levying A Fine Fined $500.00 12-0242
Comments:

Hauf, Kerry Lynne
Rockford, WA
Failure to submit legible fingerprint card; failure to respond 1/22/2013 A fine of $500 imposed after hearing 12-0150
Comments:

Orders 51 to 100 of 287
First 50 Orders Previous 50 Orders Next 50 Orders Last 50 Orders
 

These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.

Type of Entity Authority to Suspend or Revoke Authority to Fine
Agent or broker RCW 48.17.530 RCW 48.17.560
Insurance company RCW 48.05.140 RCW 48.05.185
Health care service contractor RCW 48.44.160 RCW 48.44.166
Health maintenance organization (HMO) RCW 48.46.130 and RCW 48.46.135

Updated 04/06/2014

See also

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