2011 Orders

Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:

Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov

Orders 51 to 100 of 262
 
Name Violation Issue Date Action Order

Claffey, John S.
Snohomish, WA
Receiving refunds in a fiduciary capacity which represented premiums and failing to properly account for and pay to the insurer and insured such monies in a prompt manner and by failing to return promptly any refunds. 9/8/2011 Order Terminating Proceeding 11-0078
Comments: Case settled. Licensee voluntarily surrendered license. Revocation rescinded.

Clatfelter, Rick L.
Queen Creek, Arizona
Made false or misleading statement or impersonation relative to an application for insurance 1/30/2012 A penlty of $5000 shall be paid prior to or at time of applying for Washington producer's license. REQUEST FOR RECONSIDERATION DENIED. 11-0178
Comments:

Commencement Bay Life Insurance Company
Seattle, WA
Failure to timely file. 5/19/2011 $500 Fine 11-0098
Comments:

Commonwealth Insurance Company of America
Disclaimer of Control by Capital Group Companies 10/28/2011 Exemption approved 11-0162
Comments:

Conover Insurance, Inc.
Yakima, WA
Providing incorrect and materially untrue information on twelve renewal applications, and attested to the accuracy thereof. 6/14/2011 $12,000 fine with $6,000 suspended and Compliance Plan 11-0111
Comments:

Conroy, Edward O.
Burien, WA
Failing to place premium monies in a separate account and failing to keep documentation regarding the premium and its disposition. 11/7/2011 $1,500 fine 11-0231
Comments:

Corporation of the Catholic Diocese of Yakima
Yakima, WA
Failure to timely file. 1/24/2012 $750 Fine 11-0307
Comments:

Cunningham, Janetta
Jeffersonville, IN
Failure to report an administrative action; failure to respond. 11/1/2011 License revoked. 11-0250
Comments:

Dalton, Raymond
Lynwood, WA
Child support arrears authorize OIC to issue his producerís license on a probationary basis until all currently outstanding child support obligations are paid in full. 11/21/2011 Consent Order Setting Conditions for Probationary Producerís License 11-0272
Comments:

De Angelis, Robert A.
East Northport, NY
Alteration of a signed application of a consumer without the consumerís knowledge or consent constitutes fraudulent, coercive, or dishonest practices, and/or demonstrates incompetence or untrustworthiness. 9/21/2011 Consent Order Setting Conditions for Probationary Producerís License 11-0207
Comments:

Dennis, Earl C.
Edmonds, WA
Deliverance of an insurance policy form to a Washington consumer which has not been filed with and approved by the Insurance Commissioner and providing goods of an aggregate value in excess of twenty-five dollars as part of insurance transaction. 4/4/2011 $1,000 Fine and Order Suspending License for 30 days. 11-0051
Comments:

Dickow, Jeffrey L.
San Francisco, CA
Failing to report to the Commissioner an administrative action taken against him in another jurisdiction within 30 days of the final disposition of the matter. 12/23/2011 Order Revoking License 11-0281
Comments:

Dillard, Patricia L.
Vancouver, WA
Failure to respond 11/30/2011 Order revoking license 11-0265
Comments:

Dorman, Patty L.
Washington, OK
Failure to respond 8/11/2011 Order revoking license 11-0180
Comments:

Eagle Insurance Agency Holdings, LLC
Oklahoma City, OK
Eagle Insurance Agency Holdings, LLC no longer has an Oklahoma license, it is not entitled to be licensed in the State of Washington under RCW 48.17.173. 11/17/2011 Order Revoking License 11-0255
Comments:

Edwards, Justin J.
Vancouver, WA
Conviction of theft. 11/3/2011 Consent Order Setting Conditions for Probationary License 11-0246
Comments:

Electrolux Warranty Corporation
Cleveland, OH
Failure to timely file. 6/21/2011 $500 fine 11-0099
Comments:

Engenderhealth, Inc.
New York, NY
Failed to maintain minimum unrestricted net assets. 8/29/2011 Order Suspending Certificate of Exemption. 11-0175
Comments:

Ennis III, Woodson L.
Ridgefield, WA
Use of an insurance application form which has not been file with and approved by the Insurance Commissioner. 4/8/2011 $2,000 Fine 11-0073
Comments:

Farmland Mutual Insurance Company; Nationwide Agribusiness Insurance Company
Des Moines, IA
Issuing policies, charging premiums, and filing for a rate increase based upon unapproved secondary class rating factors. 11/22/2011 $10,000 fine 11-0244
Comments:

Feller, Desiree Michelle
Snohomish, WA
Failure to respond 12/27/2011 License revoked. 11-0285
Comments:

Ferber, Maria Antonucci
Raleigh, NC
Criminal possession of a forged instrument constitutes fraudulent, coercive, or dishonest practices, and/or demonstrates incompetence or untrustworthiness. 9/20/2011 Consent Order Setting Conditions for Probationary Producerís License 11-0205
Comments:

Fidelity National Title Insurance Company Ė and Chicago Title Insurance Company
Omaha, NE
Promoting access to discounts, for non-title insurance related products, to producers of title insurance business their sales representative. 1/25/2012 $100,000 Fine and the companies shall cease and desist from advertising the availability of membership in EC Purchasing in any form that constitutes a violation of RCW 48.28.210(2). 11-0153
Comments:

Financial Guaranty Insurance Company
New York, NY
Capital and surplus below minimum. 6/6/2011 Order Revoking COA 11-0120
Comments:

Fleehearty, Kelle
Dillon, CO
Failure to respond 10/7/2011 License revoked 11-0233
Comments:

Fletcher, Kyle D.
Spokane, WA
Failure to respond 8/11/2011 Order revoking license 11-0183
Comments:

Foundation at New Jersey Institute of Technology
Newark, NJ
Issued one annuity prior to receiving its Certificate of Exemption. 8/18/2011 $500 fine 11-0113
Comments:

Foundation of New Jersey Institute of Technology
Newark, NJ
Issued one annuity prior to receiving it's Certificate of Exemption. 8/22/2011 $500 fine 11-0113
Comments:

Fraternal Beneficial Association
Spokane, WA
Failure to timely file. 9/19/2011 $1000 Fine 11-0197
Comments:

George, Joseph J.
Hopkinton, MA
Failure to report an administrative action 11/29/2011 License revoked 11/29/11 11-0258
Comments:

Glendale Heating and Air Conditioning Company
Seattle, WA
Failure to timely file. 4/6/2011 $500 Fine 11-0070
Comments:

Golden, Phyllis N.
Seattle, WA
Failure to complete twenty-four credit hours of approved continuing insurance education within the twenty-four month period prior to the date of renewal of a producer license. 9/7/2011 $250 Fine 11-0194
Comments:

Gombar, George
Los Angeles, CA
Failure to Respond 7/20/2011 Order Revoking License 11-0170
Comments:

Government Employees Insurance Company
Chevy Chase, MD
Using rates deviating from the approved rates. 12/15/2011 $150,000 fine with $50,000 suspended and Compliance Plan 11-0273
Comments:

Graczyk, Ryan J.
Spokane, WA
Failing to provide accurate answers that adequately highlight the points raised by the questions on the required replacement form. 6/30/2011 $500 fine 11-0135
Comments:

Great Northwest Insurance Company
St. Paul, MN
More than minimum of capital and surplus. 7/8/2011 Order Rescinding Suspention of COA. 10-0169
Comments:

Group Dental Service of Maryland, Inc.
Rockville, MD
Failure to timely file. 4/13/2011 $500 Fine 11-0054
Comments:

Hall, Alan F.
Edmonds, WA
Failure to respond. 12/12/2011 License revoked. 11-0292
Comments:

Hamilton, Wendy Susan
Woodland Hills, CA
Failure to respond. 12/28/2011 License revoked. 11-0287
Comments:

Harrison Medical Center Foundation
Bremerton, WA
Failure to timely file. 8/22/2011 $500 Fine 11-0185
Comments:

Hart, Shannon K.,
Indianapolis, IN
Failure to respond. 3/23/2011 Revocation 11-0067
Comments: Request for additional information concerning administrative action taken by other states (OR and VA).

Haugen, Alan
Seabeck, WA
Failing to complete a Washington replacement form; selling annuities not approved for sale in Washington; providing incorrect and misleading information on the Washington replacement forms; failing to provide the complete notices at or prior to the time of taking their annuity applications; making misleading or deceptive statements relative to the business of insurance; repeatedly inducing clients to surrender and replace annuities through misrepresentations or misleading comparisons; and misrepresenting the terms, benefits, and advantages of policies. 8/21/2012 Order Revoking License 11-0276
Comments: After administrative hearing, order revoking license upheld.

Heifer International
Littlerock, AK
Failed to maintain minimum unrestricted net assets. 8/15/2011 Order Suspending Certificate of Exemption 11-0177
Comments:

Helmuth, Amber,
Tulsa, OK
Failure to respond. 5/6/2011 Revocation 11-0105
Comments: Re: administrative action taken by another state.

Henry, Heather R.
Everett, WA
Failure to Respond. 12/12/2011 License revoked. 11-0297
Comments:

Hernandez, Silvia
Everett, WA
Failing to properly account for and maintain in a separate account from all other business and personal funds, funds which represent premiums received from consumers; diverting and appropriating premium funds received in a fiduciary capacity to her own use; and collecting premium for insurance and then not providing, or not in due course, providing, and insurance policy issued by and insurer. 12/26/2011 Order Revoking License 11-0288
Comments:

Hicks, Michael
North Carolina
Failure to pay his child support as ordered. 12/12/2011 Consent Order Setting Conditions for Probationary Producerís License 11-0249
Comments:

Hillius, Jessica L. formerly Torgeson, Jessica L.
Ferndale, WA
Selling annuities without an appointment, misrepresenting material facts and failing to reveal that she was the selling producer on two applications, making false or misleading statements and failed to reveal material facts relative to applications for insurance, misrepresenting facts to the OIC and failing to respond to multiple written requests for information from the OIC. 4/12/2011 Order Revoking License 11-0026
Comments:

Hoffman, Mark
Vancouver, WA
Failure to Respond 7/15/2011 Order Revoking License 11-0169
Comments: Fingerprint Replacement Card

Hollingsworth, Jeffrey
Fort Worth, TX
Failing to reply in writing to four inquiries from the Commissioner and failing to report to the Commissioner an administrative action against him in another jurisdiction within 30 days of the final disposition of the matter. 6/26/2012 Order Revoking License upheld 11-0282
Comments: After hearing, Order of Revocation upheld.

Orders 51 to 100 of 262
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These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.

Type of Entity Authority to Suspend or Revoke Authority to Fine
Agent or broker RCW 48.17.530 RCW 48.17.560
Insurance company RCW 48.05.140 RCW 48.05.185
Health care service contractor RCW 48.44.160 RCW 48.44.166
Health maintenance organization (HMO) RCW 48.46.130 and RCW 48.46.135

Updated 04/06/2014

See also

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