2010 Orders

Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:

Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov

Orders 151 to 197 of 197
 
Name Violation Issue Date Action Order

Sandford, Charlotte M. Insurance Agency, Inc.
Longview, WA
Failure to remit premiums to insurers and use of premiums payments for personal use. 2/4/2010 Revocation 10-0020
Comments:

Sandford, Charlotte,
Castle Rock, WA
Failure to remit premiums to insurers and use of customer cash premium payments for personal use. 2/4/2010 Revocation 10-0020
Comments:

Schaff, Richard T.,
Parker, CO
Failure to respond. 6/24/2010 Revocation 10-0120
Comments: Fingerprint replacement card

Seattle Symphony Foundation
Seattle, WA
Failure to maintain minimum unrestricted assets. 7/16/2010 Order Suspending Certificate of Exemption 10-0127
Comments:

Seelig Fuel Inc.
Seattle, WA
Failure to timely file. 12/7/2010 $1000 Fine 10-0218
Comments:

Sellars, Carlton Elijah,
Seattle, WA
Failure to respond. 9/10/2010 Revocation 10-0166
Comments: Fingerprint replacement card

Serve America Assurance, Ltd.; Beema-Pakistan Company, Ltd.; American Trade Association; Smart Data Solutions, LLC; Real Benefits Association; Posey, Bart; Youell, Colin; Worthy II, William; Kirkpatrick, Obed; Bachman, Richard; Clark, David; and Ahmed, Saifuddin
Karachi-7400, Pakistan; Blythewood, SC; Springfield, TN; New York, NY
Engaging, transacting, and soliciting unauthorized insurance and discount plans. 1/7/2010 Order to Cease and Desist 10-0001
Comments:

ShieldStar LLC, doing business as ShieldStar Home Warranty, Shield Star, and www.shieldstar.com, David J. Cohen, Abe Tobias, and Albert Houlou (aka Albert Houllou)
Red Bank, NJ
Engaging in or transacting unauthorized business of insurance. 11/2/2010 Order to Cease and Desist 10-0202
Comments:

Smith, Carline,
Lawrenceville, GA
Failure to respond. 1/15/2010 Revocation 10-0006
Comments: Fingerprint replacement card

Spokane United Methodist Homes
Spokane, WA
Failure to maintain minimum unrestricted assets. 7/16/2010 Order Suspending Certificate of Exemption 10-0129
Comments:

Stapleton, Londa M.,
Pennington Gap, VA
Failure to respond. 4/26/2010 $500 Fine 10-0073
Comments: Fingerprint replacement card

State Farm Mutual Automobile Insurance Company
Bloomington, IL
Accepting applications for long term care insurance from producers who were not in compliance with WAC 284-17-258. 3/17/2010 $6,500 fine 10-0035
Comments:

State Farm Mutual Automobile Insurance Company
Bloomington, IL
Failing to verify that all of its agents had completed the required long term care insurance education before selling long term care policies. 6/30/2010 $16,000 with $4,000 suspended and Compliance Plan 10-0092
Comments:

Stewart, Joann,
Grand Island, NY
Failure to respond. 3/29/2010 Revocation 10-0061
Comments: Fingerprint Replacement Card

Strong, Mark J.,
Lemont, IL
Failure to respond to inquiry regarding action taken by the state of Kentucky. 8/13/2010 Revocation 10-0153
Comments:

Sugden, Anthony J.,
Ross, GA
Failure to respond. 3/3/2010 Revocation 10-0047
Comments: Fingerprint replacement card

Symetra Life Insurance Company
Bellevue, WA
Failure to timely file its prior notice of transaction. 12/21/2010 $4000 fine 10-0243
Comments:

Tacoma Orthopedic Association
Tacoma, Washington
Failure to maintain minimum unrestricted net assets. 8/12/2010 Order Suspending Certificate of Exemption 10-0145
Comments:

Tanner, William H. and Anchor Bay Insurance Manager, Inc.
Silverdale, WA
Failing to promptly pay insurance premiums; failing to remit premium taxes when due 11/2/2010 Suspension and revocation set aside 10-0204
Comments:

Thompson, Wesley B.
Rathdrum, ID
Felony conviction 11/24/2010 Order Revoking License 10-0211
Comments:

Tipton, Jessica E.,
Orlando, FL
Failure to respond. 2/12/2010 $500 Fine 10-0028
Comments: Fingerprint replacement card

Trans World Radio
Cary, NC
Failed to maintan minimum reserves. 9/27/2010 Order Suspending Certificate of Exemption. 10-0174
Comments:

Unigard Indemnity Company
Bellevue, WA
Failure to timely file. 8/10/2010 $2250 Fine 10-0133
Comments:

Unigard Insurance Company
Bellevue, WA
Failure to timely file. 8/10/2010 $2250 Fine 10-0132
Comments:

Unigard Insurance Company and Unigard Indemnity Company
Bellevue, WA
None 11/10/2010 Order Granting Exemption to RCW 48.31B.015 10-0212
Comments:

Union Bankers Insurance Company
Houston, TX
Failure to timely file. 11/24/2010 $2,250 Fine 10-0200
Comments:

United Risk Purchasing Group, Inc.
Jackson, MS
Failure to identify state of domicile, also failed to notify OIC of changes to registration within ten days. 8/3/2010 Order Revoking Registration 10-0150
Comments:

United States Warranty E.S.P. Corporation
Mayfield Heights, OH
Failure to timely file. 12/7/2010 $500 Fine 10-0228
Comments:

University of Montana Foundation
Missoula, MT
Failure to maintain required unrestricted net assets. 11/4/2010 Order Suspending Certificate of Exemption 10-0206
Comments:

University of Montana Foundation, The,.
Missoula, MT
Unrestricted net assets below minimum. 6/15/2010 $500 Fine 10-0097
Comments:

University of Oregon Foundation
Eugene, OR
Failure to maintain minimum unrestricted net assets. 12/20/2010 Order Suspending Certificate of Exemption 10-0240
Comments:

UNUM Life Insurance Company of America
Portland, OR
Accepting applications for long term care from producers who were not in compliance, failure to timely file, and failing to verify that all of its agents had completed the required long term care insurance education before permitting them to sell long term care policies. 10/5/2010 $7,000 Fine 10-0175
Comments:

Vern Fonk Insurance Services, Inc.
Everett, WA
Allowing employees to give insurance quotes and to sell insurance policies without receiving producer licenses. 9/27/2010 Order to Cease and Desist 10-0182
Comments:

Virginia Surety Company, Inc.
Chicago, IL
Attempting to sell insurance or asking or urging a person to apply for a particular kind of insurance from a particular insurer, the unlicensed Discover Card marketers were soliciting insurance on Virginia Surety’s behalf and using unlicensed personal to sell, solicit, or negotiate insurance. 12/13/2010 $12,000 Fine 10-0214
Comments:

Vision Service Plan
Seattle, WA
Issuing contracts more than two years before filing and issuing unfiled forms and rate schedules. 6/28/2010 $30,500 fine with $15,250 suspended and Compliance Plan 10-0095
Comments:

Warren, Pamela D.
Selah, WA
Misappropriation of funds. 6/14/2010 Revocation 10-0114
Comments:

Washington Casualty Company
Maple Valley, WA
Failure to timely file. 8/10/2010 $750 fine 10-0141
Comments:

Watson, Debra S.,
Rising Fawn, GA
Failure to respond. 4/5/2010 Revocation 10-0066
Comments: Fingerprint replacement card

Webber, Dawn E.,
Wenatchee, WA
Falsified insurance application, misrepresented terms of insurance contract, and failure to respond. 6/23/2010 Revocation 10-0117
Comments:

Weber, Rodney J.,
Kenmore, NY
Failure to respond. 7/13/2010 Revocation 10-0125
Comments: Re: Administrative action taken by another state

West, Alisha S.,
Oklahoma City, OK
Failure to respond. 6/8/2010 Revocation 10-0101
Comments:

West, Randy Earl,
Friendswood, TX
Failure to respond. 9/21/2010 Revocation 10-0178
Comments: Re: administrative action taken by the state of Georgia.

Western United Life Assurance Company
Spokane, WA
None 2/2/2010 Order Granting Exemption 10-0021
Comments:

Williams, Carlton M.
Seattle, WA
Felony record. 11/2/2010 Order Revoking License 10-0013
Comments:

Williams, Guy M.,
Spokane Valley, WA
Failure to separate and account for premiums received, failure to maintain records of all transactions, and fai;ure to promptly pay premiums received and return premiums to the insurer or insured. 5/4/2010 Consent Order and $1,000 Fine 10-0072
Comments:

Wojtkowiak, Steve J.,
Rocky Hill, CT
Failure to respond. 6/6/2010 Revocation 10-0083
Comments: Fingerprint replacement card

YMCA of Greater Seattle
Seattle, Washington
Failure to timely file. 8/12/2010 Order Suspending Certificate of Exemption 10-0146
Comments:

Orders 151 to 197 of 197
First 50 Orders Previous 50 Orders
 

These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.

Type of Entity Authority to Suspend or Revoke Authority to Fine
Agent or broker RCW 48.17.530 RCW 48.17.560
Insurance company RCW 48.05.140 RCW 48.05.185
Health care service contractor RCW 48.44.160 RCW 48.44.166
Health maintenance organization (HMO) RCW 48.46.130 and RCW 48.46.135

Updated 04/06/2014

See also

Need more help?