2006 Orders

Orders posted below are unverified duplicates of official orders actually entered. To get an official version of the order contact:

Renee Molnes
Phone: 360-725-7047
Email: legal@oic.wa.gov

Orders 1 to 50 of 356
 
Name Violation Issue Date Action Order

AAA Life Insurance Company
Livonia, MI
Failure to timely file 1/9/2007 $375.00 fine D06-317
Comments:

ACA Financial Guaranty Corporation
New York, NY
Failure to timely file its annual statement and supplemental filing 3/23/2006 $20,000 fine D06-141
Comments:

ACE American Reinsurance Company
Philadelphia, PA
Failure to file its annual financial statement and supplemental filing 7/26/2006 $2,800 fine D06-09
Comments:

ACSTAR Insurance Company
New Britain, CT
Failure to timely file the signature accompanying its Statement of Actuarial Opinion. 3/31/2006 $5,700 fine D06-86
Comments:

Admiral Indemnity Company
Cherry Hill, NJ
Failure to timely file 10/30/2006 $2,500 fine D06-270
Comments:

Adsero, Dianna K.,
Castle Rock, WA
Failure to respond. 8/17/2006 Revocation D06-241
Comments:

Aetna Health, Incorporated
Seattle, WA
Use of unfiled rates 11/16/2006 $7,000.00 fine D06-331
Comments:

AIG Warrantyguard Inc. #6
Wilmington, DE
a) The registrant filed to disclose in its 04 Annual Report that certain service contracts issued to residents of Washington were indemnified through Illinois National Insurance Company b) The registrant failed to keep accurate accounts and records, as evidence by the failure to disclose the indemnification through Illinois National Insurance Company c) Service Contracts issued or sold to Washington residents by the the registrant under the claim to the reimbursement insurance company. RCW 48.110.070(2) requires the service contract holder to have the right to directly submit a claim to the reimbursement insurance company. 7/21/2006 $2,000.00 Fine D06-171
Comments:

Allianz Life Insurance Company of North America
Minneapolis, MN
Failure to timely file supplemental filing 5/31/2006 $2,500 fine D06-10
Comments:

Allstate Assurance Company
Northbrook, IL
Failure to timely file annual financial statement April supplemental 2/24/2006 $1,000.00 Fine D06-11
Comments:

Allstate Fire & Casualty Insurance Company
Northbrook, IL
Failure to timely file annual financial statement April supplemental 2/24/2006 $1,000.00 Fine D06-12
Comments:

Allstate Life Insurance Company
Northbrook, IL
Failure to timely file annual financial statement April supplemental 2/24/2006 $1,000.00 Fine D06-14
Comments:

American Blast Fax, Inc.; SMC, LLC; Sunbelt Communications and Marketing, LLC; Horne, Greg; Horne, Michael; Horne, Robert Michael; and Horne, Lara
Addison, TX
Soliciting Washington residents without a certificate of authority or license 5/22/2006 Cease and Desist Order D06-196
Comments:

American Century Casualty Company
Houston TX
Failure to timely file 11/30/2006 $4,000.00 fine D06-306
Comments:

American General Assurance Company
Schaumburg, IL
Failure to timely file 11/28/2006 $1,125.00 fine D06-307
Comments:

American General Assurance Company
Schaumburg, IL
Reduction of premium payment term and deviation from stated death benefit, contract language limiting coverage to "age of issue plus term of debt not to exceed age 70" as basis for denial, failure to acknowledge an act reasonably upon communications from claimants, failure to promptly provide a reasonable explanation for denial. 12/7/2006 $3,500.00 fine D06-373
Comments:

American General Indemnity Company
Shaumburg, IL
Failure to timely file its annual statement 3/27/2006 $5,100 fine D06-147
Comments:

American Heart Association
Dallas, TX
Failure to Timely File its Annual Report, Actuarial Opinion & Annual Filing Fee 6/5/2006 $1,000.00 Fine D06-193
Comments:

American Home Assurance Company
Albany, NY
Failure to timely file. 1/2/2007 $2,500.00 fine D06-352
Comments:

American Maturity Life Insurance Company
Simsbury, CT
Failure to timely file annual financial statement April supplemental 3/7/2006 $3,400.00 Fine D06-15
Comments:

American Medical and Life Insurance Company
Hicksville, NY
Failure to timely file supplemental filing 5/23/2006 $5,000 fine D06-124
Comments:

American National General Insurance Company
Springfield, IL
Failure to timely file annual financial statement April supplemental 3/13/2006 $2,400.00 Fine D06-16
Comments:

American Public Life Insurance Company
Oklahoma City, OK
Failure to timely file annual financial statement April supplemental 2/23/2006 $2,100.00 Fine D06-17
Comments:

American Reliable Insurance Company
Boston, MA
Failure to timely file annual statement and supplemental filing. 4/13/2006 $8,000 fine D06-137
Comments:

American Resources Insurance Company, Michael Brady
Mobile, AL
Ultimate Warranty filed a motor-vehilce service contract reimbursement policy with the OIC without the permission of American Resources. OIC concluded that American Resources did not unlawfully engage in the business of insurance in Washington State. 1/24/2007 Order Rescinding Prior Order to Cease and Desist See Order to Cease and Desist - D06-275 D06-275A
Comments:

American Resources Insurance Company; Brady Michael
Mobile, AL
Transacting insurance business in Washington State without a license 9/22/2006 Order to Cease and Desist See also Order Rescinding Prior Order to Cease and Desist - D06-275A D06-275
Comments:

American Security Insurance Company
Wilmington, DE
Failure to timely file 11/15/2006 $1,750.00 fine D06-271
Comments:

American Service Insurance Company
Elk Grove Village, IL
Failure to timely file its calendar year annual statement and supplemental filing 8/23/2006 $1,500 fine D06-203
Comments:

American Southern Insurance Company
Atlanta, GA
Failure to timely file its calendar year annual statement and supplemental filing 8/23/2006 $1,000 fine D06-208
Comments:

American Travelers Assurance Company
Norwalk, CT
Failure to timely file 10/23/2006 $1,875.00 fine D06-250
Comments:

American-Amicable Life Insurance Company of Texas
Waco, TX
The Company failed to timely file its annual financial statement April Supplimental for the year ended December 31, 2004 2/14/2006 $2,400.00 FIne D06-18
Comments:

American-Amicable Life Insurance Company of Texas, Pioneer American Insurance Company, Pioneer Security Life Insurance Company
Multi-State
Multi-State Regulatory Settlement Agreement regarding marketing to members of the United States Armed Forces 6/8/2006 Settlement Agreement D06-236
Comments:

America's Second Harvest, The Nation's Food Bank
Phoenix, AZ
Issued annuity prior to receiving its certificate of exemption 1/24/2007 $275.00 Fine D06-375
Comments:

Amica Life Insurance Company
Lincoln, RI
Failure to timely file annual financial statement April supplemental 3/7/2006 $2,600.00 Fine D06-19
Comments:

Amica Mutual Insurance Company
Lincoln, RI
Failure to timely file 12/12/2006 $625.00 fine D06-308
Comments:

Annuity & Life Reassurance America, Inc.
Windsor, CT
Failure to Timely File Annual Financial Statement April Supplimental 2/21/2006 $4,200.00 Fine D06-20
Comments:

Anthem Life Insurance Company
Indianapolis, IN
Failure to timely file annual financial statement April Supplimental 2/24/2006 $3,100.00 Fine D06-21
Comments:

Assemblies of God Foundation, Inc. #234
Springfield, OH
Failure to file actuarial certification 4/17/2006 Suspension G06-31
Comments:

Assurity Life Insurance Company
Lincoln, NE
Failure to timely file 11/13/2006 $1,000 fine D06-277
Comments:

Assurity Life Insurance Company
Lincoln, NE
Failure to timley file 11/30/2006 $1,500.00 fine D06-309
Comments:

Atlanta International Insurance Company
Suwanee, GA
Failure to timely file signature accompanying its Statement of Actuarial Opinion 3/29/2006 $5,700 fine D06-89
Comments:

Austin, Fran E.,
Spokane, WA
Commingling of funds; Fraud and conversion of funds held in a fiduciary capacity; Violation of WA's Securities Act; Twisting; Considered untrustworthy and source of injury and loss to the public. 9/12/2006 Revocation D06-246
Comments:

Auto Club Life Insurance Company
Dearborn, MI
Failure to timely file 2/5/2007 $375.00 fine D06-318
Comments:

Auto-Owners Life Insurance Company
Lansing, MI
Failure to timely file annual financial statement April supplemental 3/7/2006 $1,900.00 Fine D06-22
Comments:

AXA Corporate Solutions Life Reinsurance Company
Wilmington, DE
Failure to timely file 12/18/2006 $2,125.00 fine D06-304
Comments:

Bankers Insurance Company
St. Petersburg, FL
Failure to timely file annual financial statement April supplemental 3/7/2006 $2,600.00 Fine D06-23
Comments:

Bankers Life and Casualty Company
Chicago, IL
Providing bonuses to agents. 1/5/2007 $7,500.00 fine D06-379
Comments:

Bankers Life Insurance Company
St. Petersburg, FL
Failure to timely file annual financial statement April supplemental 3/7/2006 $3,400.00 Fine D06-24
Comments:

Bankers Multiple Line Insurance Company
Irving, TX
Failure to timely file its annual statement 3/28/2006 $10,000 fine D06-131
Comments:

Bartos, Caroleen,
Auburn, WA
Engaged in unfair or deceptive acts or practices, and made, published, and disseminated false, deceptive and misleading representations in conducting insurance business; and made, issued and circulated misrepresentations of terms of insurance policies. 2/21/2006 Revocation D06-84
Comments:

Orders 1 to 50 of 356
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These enforcement actions taken by Mike Kreidler, Washington state Insurance Commissioner, are a primary tool in protecting the people of Washington.

Type of Entity Authority to Suspend or Revoke Authority to Fine
Agent or broker RCW 48.17.530 RCW 48.17.560
Insurance company RCW 48.05.140 RCW 48.05.185
Health care service contractor RCW 48.44.160 RCW 48.44.166
Health maintenance organization (HMO) RCW 48.46.130 and RCW 48.46.135

Updated 04/06/2014

See also

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