| Orders 1 to 50 of 356 |
| |
| Name |
Violation |
Issue Date |
Action |
Order |
|
AAA Life Insurance Company Livonia, MI |
Failure to timely file |
1/9/2007 |
$375.00 fine |
D06-317 |
| Comments: |
|
ACA Financial Guaranty Corporation New York, NY |
Failure to timely file its annual statement and supplemental filing |
3/23/2006 |
$20,000 fine |
D06-141 |
| Comments: |
|
ACE American Reinsurance Company Philadelphia, PA |
Failure to file its annual financial statement and supplemental filing |
7/26/2006 |
$2,800 fine |
D06-09 |
| Comments: |
|
ACSTAR Insurance Company New Britain, CT |
Failure to timely file the signature accompanying its Statement of Actuarial Opinion. |
3/31/2006 |
$5,700 fine |
D06-86 |
| Comments: |
|
Admiral Indemnity Company Cherry Hill, NJ |
Failure to timely file |
10/30/2006 |
$2,500 fine |
D06-270 |
| Comments: |
|
Adsero, Dianna K., Castle Rock, WA |
Failure to respond. |
8/17/2006 |
Revocation |
D06-241 |
| Comments: |
|
Aetna Health, Incorporated Seattle, WA |
Use of unfiled rates |
11/16/2006 |
$7,000.00 fine |
D06-331 |
| Comments: |
|
AIG Warrantyguard Inc. #6 Wilmington, DE |
a) The registrant filed to disclose in its 04 Annual Report that certain service contracts issued to residents of Washington were indemnified through Illinois National Insurance Company b) The registrant failed to keep accurate accounts and records, as evidence by the failure to disclose the indemnification through Illinois National Insurance Company c) Service Contracts issued or sold to Washington residents by the the registrant under the claim to the reimbursement insurance company. RCW 48.110.070(2) requires the service contract holder to have the right to directly submit a claim to the reimbursement insurance company. |
7/21/2006 |
$2,000.00 Fine |
D06-171 |
| Comments: |
|
Allianz Life Insurance Company of North America Minneapolis, MN |
Failure to timely file supplemental filing |
5/31/2006 |
$2,500 fine |
D06-10 |
| Comments: |
|
Allstate Assurance Company Northbrook, IL |
Failure to timely file annual financial statement April supplemental |
2/24/2006 |
$1,000.00 Fine |
D06-11 |
| Comments: |
|
Allstate Fire & Casualty Insurance Company Northbrook, IL |
Failure to timely file annual financial statement April supplemental |
2/24/2006 |
$1,000.00 Fine |
D06-12 |
| Comments: |
|
Allstate Life Insurance Company Northbrook, IL |
Failure to timely file annual financial statement April supplemental |
2/24/2006 |
$1,000.00 Fine |
D06-14 |
| Comments: |
|
American Blast Fax, Inc.; SMC, LLC; Sunbelt Communications and Marketing, LLC; Horne, Greg; Horne, Michael; Horne, Robert Michael; and Horne, Lara Addison, TX |
Soliciting Washington residents without a certificate of authority or license |
5/22/2006 |
Cease and Desist Order |
D06-196 |
| Comments: |
|
American Century Casualty Company Houston TX |
Failure to timely file |
11/30/2006 |
$4,000.00 fine |
D06-306 |
| Comments: |
|
American General Assurance Company Schaumburg, IL |
Failure to timely file |
11/28/2006 |
$1,125.00 fine |
D06-307 |
| Comments: |
|
American General Assurance Company Schaumburg, IL |
Reduction of premium payment term and deviation from stated death benefit, contract language limiting coverage to "age of issue plus term of debt not to exceed age 70" as basis for denial, failure to acknowledge an act reasonably upon communications from claimants, failure to promptly provide a reasonable explanation for denial. |
12/7/2006 |
$3,500.00 fine |
D06-373 |
| Comments: |
|
American General Indemnity Company Shaumburg, IL |
Failure to timely file its annual statement |
3/27/2006 |
$5,100 fine |
D06-147 |
| Comments: |
|
American Heart Association Dallas, TX |
Failure to Timely File its Annual Report, Actuarial Opinion & Annual Filing Fee |
6/5/2006 |
$1,000.00 Fine |
D06-193 |
| Comments: |
|
American Home Assurance Company Albany, NY |
Failure to timely file. |
1/2/2007 |
$2,500.00 fine |
D06-352 |
| Comments: |
|
American Maturity Life Insurance Company Simsbury, CT |
Failure to timely file annual financial statement April supplemental |
3/7/2006 |
$3,400.00 Fine |
D06-15 |
| Comments: |
|
American Medical and Life Insurance Company Hicksville, NY |
Failure to timely file supplemental filing |
5/23/2006 |
$5,000 fine |
D06-124 |
| Comments: |
|
American National General Insurance Company Springfield, IL |
Failure to timely file annual financial statement April supplemental |
3/13/2006 |
$2,400.00 Fine |
D06-16 |
| Comments: |
|
American Public Life Insurance Company Oklahoma City, OK |
Failure to timely file annual financial statement April supplemental |
2/23/2006 |
$2,100.00 Fine |
D06-17 |
| Comments: |
|
American Reliable Insurance Company Boston, MA |
Failure to timely file annual statement and supplemental filing. |
4/13/2006 |
$8,000 fine |
D06-137 |
| Comments: |
|
American Resources Insurance Company, Michael Brady Mobile, AL |
Ultimate Warranty filed a motor-vehilce service contract reimbursement policy with the OIC without the permission of American Resources. OIC concluded that American Resources did not unlawfully engage in the business of insurance in Washington State. |
1/24/2007 |
Order Rescinding Prior Order to Cease and Desist
See Order to Cease and Desist - D06-275 |
D06-275A |
| Comments: |
|
American Resources Insurance Company; Brady Michael Mobile, AL |
Transacting insurance business in Washington State without a license |
9/22/2006 |
Order to Cease and Desist
See also Order Rescinding Prior Order to Cease and Desist - D06-275A |
D06-275 |
| Comments: |
|
American Security Insurance Company Wilmington, DE |
Failure to timely file |
11/15/2006 |
$1,750.00 fine |
D06-271 |
| Comments: |
|
American Service Insurance Company Elk Grove Village, IL |
Failure to timely file its calendar year annual statement and supplemental filing |
8/23/2006 |
$1,500 fine |
D06-203 |
| Comments: |
|
American Southern Insurance Company Atlanta, GA |
Failure to timely file its calendar year annual statement and supplemental filing |
8/23/2006 |
$1,000 fine |
D06-208 |
| Comments: |
|
American Travelers Assurance Company Norwalk, CT |
Failure to timely file |
10/23/2006 |
$1,875.00 fine |
D06-250 |
| Comments: |
|
American-Amicable Life Insurance Company of Texas Waco, TX |
The Company failed to timely file its annual financial statement April Supplimental for the year ended December 31, 2004 |
2/14/2006 |
$2,400.00 FIne |
D06-18 |
| Comments: |
|
American-Amicable Life Insurance Company of Texas, Pioneer American Insurance Company, Pioneer Security Life Insurance Company Multi-State |
Multi-State Regulatory Settlement Agreement regarding marketing to members of the United States Armed Forces |
6/8/2006 |
Settlement Agreement |
D06-236 |
| Comments: |
|
America's Second Harvest, The Nation's Food Bank Phoenix, AZ |
Issued annuity prior to receiving its certificate of exemption |
1/24/2007 |
$275.00 Fine |
D06-375 |
| Comments: |
|
Amica Life Insurance Company Lincoln, RI |
Failure to timely file annual financial statement April supplemental |
3/7/2006 |
$2,600.00 Fine |
D06-19 |
| Comments: |
|
Amica Mutual Insurance Company Lincoln, RI |
Failure to timely file |
12/12/2006 |
$625.00 fine |
D06-308 |
| Comments: |
|
Annuity & Life Reassurance America, Inc. Windsor, CT |
Failure to Timely File Annual Financial Statement April Supplimental |
2/21/2006 |
$4,200.00 Fine |
D06-20 |
| Comments: |
|
Anthem Life Insurance Company Indianapolis, IN |
Failure to timely file annual financial statement April Supplimental |
2/24/2006 |
$3,100.00 Fine |
D06-21 |
| Comments: |
|
Assemblies of God Foundation, Inc. #234 Springfield, OH |
Failure to file actuarial certification |
4/17/2006 |
Suspension |
G06-31 |
| Comments: |
|
Assurity Life Insurance Company Lincoln, NE |
Failure to timely file |
11/13/2006 |
$1,000 fine |
D06-277 |
| Comments: |
|
Assurity Life Insurance Company Lincoln, NE |
Failure to timley file |
11/30/2006 |
$1,500.00 fine |
D06-309 |
| Comments: |
|
Atlanta International Insurance Company Suwanee, GA |
Failure to timely file signature accompanying its Statement of Actuarial Opinion |
3/29/2006 |
$5,700 fine |
D06-89 |
| Comments: |
|
Austin, Fran E., Spokane, WA |
Commingling of funds; Fraud and conversion of funds held in a fiduciary capacity; Violation of WA's Securities Act; Twisting; Considered untrustworthy and source of injury and loss to the public. |
9/12/2006 |
Revocation |
D06-246 |
| Comments: |
|
Auto Club Life Insurance Company Dearborn, MI |
Failure to timely file |
2/5/2007 |
$375.00 fine |
D06-318 |
| Comments: |
|
Auto-Owners Life Insurance Company Lansing, MI |
Failure to timely file annual financial statement April supplemental |
3/7/2006 |
$1,900.00 Fine |
D06-22 |
| Comments: |
|
AXA Corporate Solutions Life Reinsurance Company Wilmington, DE |
Failure to timely file |
12/18/2006 |
$2,125.00 fine |
D06-304 |
| Comments: |
|
Bankers Insurance Company St. Petersburg, FL |
Failure to timely file annual financial statement April supplemental |
3/7/2006 |
$2,600.00 Fine |
D06-23 |
| Comments: |
|
Bankers Life and Casualty Company Chicago, IL |
Providing bonuses to agents. |
1/5/2007 |
$7,500.00 fine |
D06-379 |
| Comments: |
|
Bankers Life Insurance Company St. Petersburg, FL |
Failure to timely file annual financial statement April supplemental |
3/7/2006 |
$3,400.00 Fine |
D06-24 |
| Comments: |
|
Bankers Multiple Line Insurance Company Irving, TX |
Failure to timely file its annual statement |
3/28/2006 |
$10,000 fine |
D06-131 |
| Comments: |
|
Bartos, Caroleen, Auburn, WA |
Engaged in unfair or deceptive acts or practices, and made, published, and disseminated false, deceptive and misleading representations in conducting insurance business; and made, issued and circulated misrepresentations of terms of insurance policies. |
2/21/2006 |
Revocation |
D06-84 |
| Comments: |
|
| Orders 1 to 50 of 356 |
| |
|
| |
These are enforcement actions taken in 2006 by
Mike Kreidler, Washington State Insurance Commissioner. Enforcement actions by the Office of the Insurance
Commissioner are a primary tool in protecting the people of Washington.
For copies of these orders, send e-mail to the Commissioner's public records officer at
ericm@oic.wa.gov or call 360-725-7003. Please state the order number when requesting
any information.
If you know of a situation where a company may have acted illegally, or if you need help with
an insurance matter, please let us know. To get help or report possible violations, use the
Request for Assistance form on this web site or call 1-800-562-6900 (in Washington).
If the matter involves an agent or broker instead of an insurer, call 360-725-7263 or send e-mail to
vickie@oic.wa.gov.
If you are interested, you can look at the laws. Here is a table showing some of the laws that authorize
the Commissioner to suspend or revoke an individual's or company's privilege to do an insurance business in Washington, and authorize him
to fine licensees and companies.