2004 Orders

The orders posted here are unverified electronic duplicates of the official orders actually entered. To be certain you have the official version of the order as entered, you should request a hard copy of the official version from, Renee Molnes, 360-725-7047, or by e-mail: reneem@oic.wa.gov.
 

To view the detailed report, click on the Company Name or the Action Order.

Orders 1 to 50 of 291
 
Name Violation Issue Date Action Order

Advent Christian Village, Inc.
Dowling Park, FL
Failure to meet reserve requirements. 4/2/2004 Order Suspending Certificate of Exemption No. 217 G04-39
Comments:

Aetna Health, Inc. (formerly Aetna Health of Washington),
Seattle, WA
Issued policies using unfiled rates; submitting annual statements containing inaccurate information. 4/5/2004 $10,000 Fine; Compliance Plan D04-50
Comments:

Affiliated F M Insurance Company,
Johnston, RI
Using unapproved forms. 3/29/2004 $400,000 Fine D04-47
Comments:

Affiliated FM Insurance Company
Johnston, RI
Using unapproved forms. 3/29/2004 $400,000.00 fine. D04-47
Comments:

Aguilar, Gloria,
San Antonio, TX
Failure to respond to requests for fingerprint cards. 7/14/2004 Revocation D04-155
Comments:

Aguirre, Maria D. Jamie,
Portland, OR
Failure to respond to requests for fingerprint card replacement. 12/22/2004 Revocation D04-248
Comments:

Albrecht, Patrick M.,
Waterloo, IA
Failure to respond. 1/27/2004 Revocation D04-16
Comments:

Alejo, Salvador,
Ridgewood, NY
Failure to respond to requests for fingerprint cards. 7/14/2004 Revocation D04-154
Comments:

Alston, Jacqueline V.,
Chesapeake, VA
Failure to respond. 5/6/2004 Revocation D04-98
Comments:

American Academy of State Certified Appraisers Risk Purchasing Group
Ephrata, PA
Rules Violations. 5/5/2004 Order Revoking Registration. G04-45
Comments:

American Babtist Foundation #252
Valley Forge, PA
The organization issued twenty-seven annuties prior to receiving its certificate of Exemption 11/15/2004 $3,800.00 Fine D04-225
Comments:

American Cancer Society, The
Atlanta, GA
Failure to file annual statement, failure to file statement of actuary, and failure to pay annual fee. 4/2/2004 Order Suspending Certificate of Exemption No. 76 G04-19
Comments:

American Cancer Society, The
Atlanta, GA
Submitted required documentation by proposed date set by Insurance Commissioner. 6/15/2004 Order Rescinding Prior Suspension of Certificate of Exemption No. 76. G04-19
Comments:

American Capitol Insurance Company
Houston, TX
Failure to meet minimum financial requirements. 3/2/2004 Order Suspending Certificate of Authority No. 1017 G04-03
Comments:

American Civil Liberties Foundation, Inc.,
New York, NY
Transacting insurance business without a proper license. 3/5/2004 $545 Fine D04-42
Comments:

American Farmland Trust
Washington, DC
Failure to meet reserve Requirements. 4/2/2004 Order Suspending Certificate of Exemption No. 207 G04-38
Comments:

American Farmland Trust
Washington, DC
CGA submitted evidence of meeting minimum financial requirements. 4/12/2004 Order Rescinding Prior Suspension Certificate of Exemption No. 207. G04-38r
Comments:

American Financial Security Life Insurance Company.
Kansas City, MO
Failure to meet financial requirements; rehabilitation in state of domicile. 3/24/2005 Order Revoking Certificate of Authority No. 1331. G04-06
Comments:

American Friends Service Committee,
Philadelphia, PA
Transacting insurance business without a proper license. 2/11/2004 $1,065 Fine D04-25
Comments:

American International Insurance Company, AIU Insurance Company, and American Home Assurance Company
Wilminston, DE
Use of unapproved insurance scoring plan, use of unfiled insurance scoring models, and failure to send adverse action notices. 12/28/2004 $82,660.00 fine. D04-243
Comments:

American Lung Association #239
New York, NY
Issued two annuities without having properly licensed to do so 4/23/2004 $439.00 Fine D04-52
Comments:

American National Insurance Company
Galveston, TX
Race based premiums. 8/4/2004 $250,000 fine. D04-188
Comments:

Andrews, Bridget B.,
Fond Du Lac, WI
Failure to respond. 1/30/2004 Revocation D04-22
Comments:

Andrews, Matthew H.,
Levittown, NY
Failure to respond to requests for fingerprint cards. 7/14/2004 Revocation D04-157
Comments:

Arkley, Peter,
XXXX
Failure to respond. 7/6/2004 $250 Fine D04-61
Comments:

Assemblies of God Foundation,
Springfield, MO
Transacting insurance business without a proper license. 3/17/2004 $565 Fine D04-39
Comments:

Back to the Bible Foundation
Lincoln, NE
Failure to meet minimum financial requirements. 4/2/2004 Order Suspending Certificate of Exemption No. 191 G04-34
Comments:

Bannon, James W.,
Spokane, WA
Misappropriation of premiums and failure to remit premiums to insureds. 6/10/2004 $2,000 Fine D04-122
Comments:

Baptist Mid-Missions,
Cleveland, OH
Transacting insurance business without a proper license. 2/17/2004 Cease & Desist D04-37
Comments:

Barickman, Lily,
San Antonio, TX
Failure to respond to fingerprint card replacement. 9/20/2004 $250 Fine D04-10
Comments:

Barker, Mary J.,
Bloomington, MN
Failure to respond. 1/27/2004 Revocation D04-18
Comments:

Barnabas Foundation #245
Tinley Park, IL
Issued six annuities prior to receiving it's certificate of authority 6/21/2004 $1,800.00 Fine D04-149
Comments:

Barron, Cindy L.,
Sedro Woolley, WA
Check provided for licensing fees was dishonored by bank; Failure to respond; and Considered to be untrustworthy, incompetent or a source of injury and loss to the public. 4/6/2004 Revocation D04-75
Comments:

Bastrom, Steven,
Federal Way, WA
Negligently referred clients causing injury and loss. 9/2/2004 $5,000 Fine D04-190
Comments:

Bauman, Christopher E.,
Colorado Springs, CO
Failure to provide fingerprint replacement cards as requested. 9/20/2004 Revocation D04-218
Comments:

Baver, Henry W.,
Fairfield, CA
Failure to respond. 5/21/2004 Revocation D04-105
Comments:

Beltran, Javier F.,
San Antonio, TX
Failure to respond to request for fingerprint cards. 7/14/2004 Revocation D04-151
Comments:

Bendall, Saundra M.,
Charlotte, NC
Failure to respond to fingerprint card replacement. 9/10/2004 Revocation D04-208
Comments:

Bleskachek, Lisa J.,
Walnutport, PA
Failure to rerspond to requests for fingerprint cards. 7/14/2004 Revocation D04-152
Comments:

Bogart, Michelle D.,
Yakima, WA
Embezzlement of company funds. 7/29/2004 Revocation D04-167
Comments:

Bohli, Robert L.,
Humble, TX
Failure to respond. 6/15/2004 Revocation D04-133
Comments:

Booker, Sheree L.,
Wilmington, DE
Failure to respond. 1/27/2004 Revocation D04-14
Comments:

Brann, Charles O.,
Virginia Beach, VA
Failure to respond. 3/30/2004 Revocation D04-64
Comments:

Brown, Brian J.,
Larkspur, CO
Failure to respond. 6/21/2004 Revocation D04-137
Comments:

Brown, Christy C.,
Norfolk, VA
Failure to respond. 1/12/2004 Revocation D04-05
Comments:

Brown, Garry R.
Oak Harbor, WA
Engaged in unfair or deceptive acts; Acting as an insurer without a Certificate of Authority; an untrustworthy, source of injury and loss to the public. 4/28/2005 Revocation of License D04-224
Comments:

Burnett, Jr., Russell R.,
Reston, VA
Failure to respond. 3/30/2004 Revocation D04-65
Comments:

Byrd, Casey R.,
Puyallup, WA
Failure to respond. 1/27/2004 Revocation D04-13
Comments:

Calvin College,
Grand Rapids, MI
Transacting insurance business without a proper license. 3/1/2004 $560 Fine D04-29
Comments:

Campbell, Jerry D.,
Phoenix, AZ
Failure to respond to fingerprint card replacement. 9/10/2004 Revocation D04-211
Comments:

Orders 1 to 50 of 291
Next 50 Orders Last 50 Orders
 

These are enforcement actions taken in 2007 by Mike Kreidler, Washington State Insurance Commissioner. Enforcement actions by the Office of the Insurance Commissioner are a primary tool in protecting the people of Washington.

For copies of these orders, send e-mail to the Commissioner's public records officer at ericm@oic.wa.gov or call 360-725-7003. Please state the order number when requesting any information.


If you know of a situation where a company may have acted illegally, or if you need help with an insurance matter, please let us know. To get help or report possible violations, use the Request for Assistance form on this web site or call 1-800-562-6900 (in Washington).

You can send e-mail to:CAD@oic.wa.gov explaining the problem, but in most cases we will need to see copies of policies, letters, and other things.

If the matter involves an agent or broker instead of an insurer, call 360-725-7263 or send e-mail to vickie@oic.wa.gov.


If you are interested, you can look at the laws that authorize the Commissioner to suspend or revoke an individual's or company's privilege to do an insurance business in Washington, and authorize him to fine licensees and companies.

Type of Entity Some Authority for Commissioner to Suspend or Revoke Some Authority for Commissioner to Fine
Agent or broker RCW 48.17.530 RCW 48.17.560
Insurance company RCW 48.05.140 RCW 48.05.185
Health maintenance organization (HMO) RCW 48.46.130 & RCW 48.46.135 RCW 48.46.130 &
RCW 48.46.135
Health care service contractor RCW 48.44.160 RCW 48.44.166